Many investors have embraced various forms of “impact investing” in which goals other than merely maximizing the rate of return may be employed. Examples include “Environmental, Social and Governance” (ESG) investing, Socially Responsible Investing (SRI) and Economically Targeted Investing (ETI). In each case, the investor has broader goals than pure profit.
While an individual investor may...Read More
Do you have a qualified retirement plan such as a 401(k), profit sharing plan or other defined contribution plan covering your employees? If so, did you know your plan and the transactions entered into by it are subject to review by both the Internal Revenue Service (IRS) and Department of Labor (DOL)?
In our experience, many plans are being operated and administered in a way that is not...Read More